Knopman Marks is pleased to announce the introduction of our newest app: Interview Prep for Investment Bankers. The app draws…
On November 18, FINRA published Notice 15-45, confirming the official release date of the Series 57 exam as Jan 4, 2016….
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
The MSRB will be offering a Series 50 Pilot Examination for Municipal Advisors who are currently engaged in the municipal advisory…
Trade Reporting and Compliance Engine (TRACE) Rule Change: Report Bond Trades As Soon As Practicable
The SEC recently approved amendments to the Trade Reporting and Compliance Engine (TRACE) rules. FINRA Rule 6730 will require member firms to report…
The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…
General SIE Exam Guidance The SIE Exam tests candidates on securities industry knowledge and general concepts. Questions cover specific rules,…
As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…
Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…
FINRA’s new Securities Trader Qualification Examination – the Series 57 – is on the way. FINRA has filed a proposed…
Series 24 Exam 101 If you are taking the Series 24 any time soon, you’ve probably heard that this exam…
FINRA’s extensive Exam Restructuring Program launches October 1, 2018. It radically changes the existing representative registration process by replacing the…
Bond yields refer to the different ways of expressing the value of a single bond. For any bond, the following…
Subscribe to Stay Informed
ABOUT US
We are the leaders in FINRA exam preparation. Our goal of helping candidates pass their licensing exams begins the day we send material, and ends only after each individual has completed all of their qualification requirements.
“We differentiate ourselves by providing focused, specialized services to each student.” Harvey Knopman
Categories
- Exam News
- Financial Statements
- FINRA Exams
- Internship
- Interview Tips
- Knopman News
- Knopman Notes
- Pass Rates
- Program Managers
- Recruiting
- Rule Changes
- Securities Concept
- Securities Law
- Security Product
- Series 24
- Series 24 Exam
- Series 50
- Series 52
- Series 53 exam
- Series 55
- Series 57
- Series 6
- Series 63
- Series 65
- Series 66
- Series 7
- Series 79
- Series 87
- Series 99
- SIE
- Study Tips
- Top-Off Exams
- Uncategorized