Keeping tabs on your summer program performance is easy with daily management reports from Knopman Marks. These reports clearly summarize…

Summer programs are both exciting and nerve-wracking.  There are high expectations for all involved, and program managers like you are…

Earlier this week FINRA took the next step to make the SIE Exam a reality by filing the exam restructuring…

Setting expectations is one of the most important steps to the success of any program.  Today we focus on the…

Successful licensing programs don’t just happen.  A proven plan and a strong partnership achieve the best possible results.  Today, we’ll…

The Securities Act of 1933 is referred to as the “truth in securities” law and has two basic objectives: Requires…

Career changers, undergraduates hoping to work in the securities industry, and anyone looking to land a job in financial services…

In FINRA’s October 2018 exam restructuring, the legacy Series 7 Exam (aka the General Securities Representative Exam) was effectively split…

Are the Questions on the SIE Exam Different from Those on the Series 7 Top-Off Exam? In FINRA’s October 1,…

Once you’ve earned a securities license, you realize that a lot of time and effort went into the process. These…

An Overview of the Series 24 Exam If you are taking the Series 24 any time soon, you’ve probably heard…

As a candidate preparing for a state securities exam – Series 63, Series 65, or Series 66 – it is…

If you’re reading this article, you’ve probably already taken a securities licensing exam or two. So it’s on to the…