Series 9 Exam

Series 9 & 10: General Securities Sales Supervisor

Required of individuals who supervise sales activities in corporate,
municipal, and U.S. government securities, options, direct participation programs, Investment company products, and variable contracts.

Series 9 is the option section of the examination. It consists of 55 questions; it must be completed within 90 minutes.

Series 10 represents the rules and regulatory section which includes
145 questions which must be completed within 4 hours.

A passing grade of 70% is required on each section.

The Series 9/10 Standard Package ($750) includes the textbooks, printed practice exams, CD Rom with Drill & Practice & a Series 9/10 study program

Please contact our office before your exam to receive additional supplements.

If you are only purchasing the Series 9 the cost is $300
If you are only purchasing the Series 10 the cost is $450