Series 4 Exam

Series 4: Registered Options Principal

Required of individuals functioning as options principals, compliance registered options principals, or senior registered options principals.

The 3 hour exam consists of 125 questions. A score of 70% is required to pass the exam.

The Series 4 Standard Package ($400) includes the textbook, printed practice exams & a CD Rom with Drill & Practice.

Please contact our office before your exam to receive additional supplements.