Required of individuals who approve research reports. The examination consists of two parts.

Part I is the regulatory section. It consists of 50 questions and must be completed within 90 minutes. A score of 70% is required to pass the exam

Part II is the security analysis section. It consists of 50 questions and must be completed within 120 minutes. A score of 70% is required to pass the exam

Please contact our office before your exam to receive additional supplements. 

Series 16 Outline